Regulatory Communications

This section provides the Lloyd's Market with UK and international regulatory changes, regulatory news articles, FSA consultation papers, market bulletins, details about regulatory briefings and updates regarding Solvency II.

Please note that the Regulatory briefings section is only accessible to Lloyd's Market participants who currently have access to the Compliance Repository.  To request access please email LITA@lloyds.com.

Regulatory Communications table

DateTitleCategory
23/05/2012What's new summary May 2012What`s new summaries
30/04/2012CP12/09 Consumer redress scheme in respect of unsuitable advice to invest in Arch cru funds - Responses by 31 July 2012FSA consultation papers
25/04/2012What's new summary April 2012What`s new summaries
24/04/2012CP12/08 Changes to the Training and Competence (TC) Sourcebook - Responses by 31 May 2012FSA consultation papers
30/03/2012Lloyd's regulatory communications March 2012 newsletterRegulatory newsletters
30/03/2012India: Cross Border Reinsurer RequirementsRegulatory news articles
30/03/2012Key Parliamentary vote on Solvency IIRegulatory news articles
30/03/2012New Zealand: Update on Lloyd's licenceRegulatory news articles
30/03/2012What's new summary March 2012What`s new summaries
27/03/2012CP12/07 Financial Services Compensation Scheme: changes to the Compensation sourcebook - Responses by 26 June 2012FSA consultation papers
15/03/2012CP12/06 Regulating bidding for Emissions Allowances under Phase Three of the EU Emissions Trading Scheme (ETS) - Responses by 19 April 2012FSA consultation papers
06/03/2012CP12/05 Quarterly consultation paper No.32 - Responses by 6 April for Chapter 2 and 6 May 2012 for Chapters 3 to 8FSA consultation papers
28/02/2012CP12/04 Pension Transfer Value Analysis Assumptions - Responses by 27 March 2012FSA consultation papers
27/02/2012Lloyd's regulatory communications February 2012 newsletterRegulatory newsletters
22/02/2012Changes to the US Virgin Islands Guaranty FundRegulatory news articles
22/02/2012Financial Services Bill in ParliamentRegulatory news articles
22/02/2012Hong Kong: Further clarification with regard to the declaration of brokers' commissionsRegulatory news articles
22/02/2012Sanctions due diligence guidanceRegulatory news articles
22/02/2012Solvency II implementation in the UKRegulatory news articles
22/02/2012US Force-Placed InsuranceRegulatory news articles
22/02/2012What's new summary February 2012What`s new summaries
02/02/2012CP12/03 Regulated fees and levies: Rates proposals 2012/13 - Responses by 29 February and 2 April 2012FSA consultation papers
26/01/2012CP12/01 Large Exposures Regime: Groups of connected clients and connected counterparties - Responses by 26 April 2012FSA consultation papers
26/01/2012CP12/02 Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules - Responses by 26 April 2012FSA consultation papers
25/01/2012Lloyd's regulatory communications January 2012 newsletterRegulatory newsletters
23/01/2012Canadian Attorney In Fact (AIF) updateRegulatory news articles
23/01/2012European Commission issues anti-discrimination guidanceRegulatory news articles
23/01/2012Preventing Financial Crime: Coverholder E-learning ModulesRegulatory news articles
23/01/2012Revised Consumer Protection Code in Ireland with effect from 1 January 2012Regulatory news articles
23/01/2012The Regulatory Landscape - is it all 'Doom and Gloom?'Regulatory news articles
23/01/2012UK Parliamentary report comments on financial supervision reformRegulatory news articles
23/01/2012What's new summary January 2012What`s new summaries
19/01/2012Argentina: Placements of exceptional risks with Admitted Reinsurers-Approval processRegulatory news articles
22/12/2011Lloyd's regulatory communications December 2011 newsletterRegulatory newsletters
16/12/2011CP11/31 Mortgage Market Review: Proposed package of reforms - Responses by 30 March 2012FSA consultation papers
15/12/2011What's new summary December 2011What`s new summaries
15/12/2011Solvency II UpdateRegulatory news articles
14/12/2011NRRA: Non-US insurers surplus lines eligibility statusRegulatory news articles
14/12/2011CP11/29 Deposit protection: raising consumer awareness - Responses by 9 March 2012FSA consultation papers
14/12/2011CP11/30 Proposed Regulatory Prudent Valuation Return - Responses by 14 February 2012FSA consultation papers
13/12/2011CP11/28 UK implementation of Amending Directive 2010/73/EU - Simplifying the EU Prospectus and Transparency Directives - Responses by 13 March 2012FSA consultation papers
06/12/2011CP11/27 Quarterly consultation No.31 - Responses by 6 February 2012FSA consultation papers
30/11/2011Lloyd's regulatory communications November 2011 newsletterRegulatory newsletters
29/11/2011What's new summary November 2011What`s new summaries
29/11/2011Lloyd's International Regulators ProgrammeRegulatory news articles
29/11/2011The European Union pushes for Financial Transaction TaxRegulatory news articles
29/11/2011Canada – Implementation of Attorney in Fact signing processRegulatory news articles
29/11/2011Insurance and systemic riskRegulatory news articles
29/11/2011Lloyd's in India: Preparing for the passage of the Insurance (Laws) Amendment BillRegulatory news articles
29/11/2011Offshore oil safetyRegulatory news articles
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